SRA Standards and Regulations

Showing 141 results

Found in

SRA Authorisation of Firms Rules

Rule

Annex 2: Professional services

The professional services referred to in rule 6.1(b) are: Alternative dispute resolution. Financial services. Estate agency. Management consultancy. Company secretarial services. Other professional and specialist business support services including human resources, recruitment, systems support, outsourcing, transcription and translating. Acting as a parliamentary agent. Practising as a lawyer...
Found in

SRA Education, Training and Assessment Provider Regulations

Regulation 2

Authorised training providers

Only an authorised training provider may provide a period of recognised training to trainees. An organisation may apply for authorisation as an authorised training provider and its application must demonstrate that it will meet the requirements of regulations 3 to 5 below. The SRA may, in relation to an application for approval or authorisation: grant the application, subject to such...
Found in

SRA Education, Training and Assessment Provider Regulations

Regulation 3

Requirements for authorised training providers

An authorised training provider must: have in place a training principal for the whole duration of any period of recognised training, who meets the requirements of regulation 5 and whose identity has been notified to the SRA in the prescribed form; and pay the fees and expenses for each trainee's first attempt at the Professional Skills Course.
Found in

SRA Education, Training and Assessment Provider Regulations

Regulation 4

Requirements for recognised training

A period of recognised training must: unless regulation 4.2 applies, be of a duration of a total of at least two years full time, or equivalent; ensure that the trainee has applied and developed the skills as set out in the Practice Skills Standards; be appropriately supervised by solicitors and other individuals who have adequate legal knowledge and experience in the practice area they are...
Found in

SRA Education, Training and Assessment Provider Regulations

Regulation 8

Transitional provisions

Any approval, authorisation or recognition granted under the Monitoring of Courses Regulations 1991, the SRA Training Regulations 2011, the SRA Higher Rights of Audience Regulations 2011 or the SRA Training Regulations 2014 - Qualification and Provider Regulations, will continue as if granted under these regulations. A period of recognised training entered into before these regulations come...
Found in

SRA SQE Assessment Regulations

Regulation 4

Passing the SQE

The SQE consists of two parts, SQE1 and SQE2. SQE1 consists of two assessments, FLK1 and FLK2. Both must be passed to pass SQE1. FLK1 and FLK2 must be taken in a single assessment window, except where the candidate: has attempted both FLK1 and FLK2 and, having passed one of these assessments and failed the other, is having a further attempt at the assessment that they failed; has passed either...
Found in

SRA SQE Assessment Regulations

Regulation 5

SQE1

SQE1 will test the application of the FLK in accordance with the Assessment Specification for SQE1. In order to pass SQE1, candidates must obtain the overall pass mark for each of FLK1 and FLK2. The pass mark for each of FLK1 and FLK2 will be set in accordance with the SQE Marking and Standard Setting Policy.
Found in

SRA Code of Conduct for Firms

3

Cooperation and accountability

You keep up to date with and follow the law and regulation governing the way you work. You cooperate with the SRA, other regulators, ombudsmen and those bodies with a role overseeing and supervising the delivery of, or investigating concerns in relation to, legal services. You respond promptly to the SRA and: provide full and accurate explanations, information and documentation in response to...
Found in

SRA Code of Conduct for Firms

6.3-6.5

Confidentiality and disclosure

You keep the affairs of current and former clients confidential unless disclosure is required or permitted by law or the client consents. Any individual who is acting for a client on a matter makes the client aware of all information material to the matter of which the individual has knowledge except when: the disclosure of the information is prohibited by legal restrictions imposed in the...
Found in

SRA Code of Conduct for Firms

4

Service and competence

You only act for clients on instructions from the client, or from someone properly authorised to provide instructions on their behalf. If you have reason to suspect that the instructions do not represent your client's wishes, you do not act unless you have satisfied yourself that they do. However, in circumstances where you have legal authority to act notwithstanding that it is not possible to...