The index will help you find rules and regulations based on the topics they address.
Index of SRA Standards and Regulations
- SRA Accounts Rules - Application section
- SRA Accounts Rules - Client account
- SRA Accounts Rules - Client accounting systems and controls
- SRA Accounts Rules - Client money
- SRA Accounts Rules - Client money must be kept separate
- SRA Accounts Rules - Duty to correct breaches upon discovery
- SRA Accounts Rules - Obtaining and delivery of accountants' reports
- SRA Accounts Rules - Operation of a client's own account
- SRA Accounts Rules - Operation of joint accounts
- SRA Accounts Rules - Payment of interest
- SRA Accounts Rules - Storage and retention of accounting records
- SRA Accounts Rules - Third party managed accounts
- SRA Accounts Rules - Withdrawals from client account
- SRA Code of Conduct for Firms - Client money and assets
- SRA Code of Conduct for Solicitors, RELs and RFLs - Client money and assets
- SRA Financial Services (Conduct of Business) Rules - Application
- SRA Financial Services (Conduct of Business) Rules - Communication and disclosure
- SRA Financial Services (Conduct of Business) Rules - Cross-selling requirements where insurance is the ancillary product
- SRA Financial Services (Conduct of Business) Rules - Demands and needs
- SRA Financial Services (Conduct of Business) Rules - Execution of transactions
- SRA Financial Services (Conduct of Business) Rules - General information to be provided
- SRA Financial Services (Conduct of Business) Rules - Professional and organisational requirements
- SRA Financial Services (Conduct of Business) Rules - Record of commissions
- SRA Financial Services (Conduct of Business) Rules - Records of transactions
- SRA Financial Services (Conduct of Business) Rules - Remuneration and the client's best interests
- SRA Financial Services (Conduct of Business) Rules - Remuneration disclosure
- SRA Financial Services (Conduct of Business) Rules - Retention of records
- SRA Financial Services (Conduct of Business) Rules - Safekeeping of clients' investments
- SRA Financial Services (Conduct of Business) Rules - Scope of service
- SRA Financial Services (Conduct of Business) Rules - Use of intermediaries
- SRA Authorisation of Firms Rules - Approval of role holders
- SRA Authorisation of Firms Rules - Authorisation decision
- SRA Authorisation of Firms Rules - Conditions
- SRA Authorisation of Firms Rules - Duration of authorisation
- SRA Authorisation of Firms Rules - Eligibility
- SRA Authorisation of Firms Rules - Information return and notification events
- SRA Authorisation of Firms Rules - Loss of eligibility
- SRA Authorisation of Firms Rules - Management, control, and supervision
- SRA Authorisation of Firms Rules - Modification of terms and conditions
- SRA Authorisation of Firms Rules - Temporary emergency authorisation or approval
- SRA Code of Conduct for Solicitors, RELs and RFLs - Other business requirements
- SRA Code of Conduct for Firms - Service and competence
- SRA Code of Conduct for Solicitors, RELs and RFLs - Client information and publicity
- SRA Code of Conduct for Solicitors, RELs and RFLs - Complaints handling
- SRA Code of Conduct for Solicitors, RELs and RFLs - Cooperation and accountability
- SRA Code of Conduct for Solicitors, RELs and RFLs - Service and competence
- SRA Financial Services (Conduct of Business) Rules - Execution-only business
- SRA Financial Services (Conduct of Business) Rules - General information to be provided
- SRA Financial Services (Conduct of Business) Rules - Insurance product information document and appropriate information
- SRA Financial Services (Conduct of Business) Rules - Means of communication to clients
- SRA Financial Services (Conduct of Business) Rules - Scope of service
- SRA Financial Services (Conduct of Business) Rules - Status disclosure
- SRA Authorisation of Firms Rules - Approval of role holders
- SRA Authorisation of Firms Rules - Compliance officers
- SRA Authorisation of Firms Rules - Temporary emergency authorisation or approval
- SRA Code of Conduct for Firms - Compliance and business systems
- SRA Code of Conduct for Firms - Compliance officers
- SRA Code of Conduct for Solicitors, RELs and RFLs - Cooperation and accountability
- SRA Compensation Fund Rules (Archived) - Application and time limit
- SRA Compensation Fund Rules (Archived) - Apportionment and multi-party issues
- SRA Compensation Fund Rules (Archived) - Conduct of the applicant and contribution to loss
- SRA Compensation Fund Rules (Archived) - Costs
- SRA Compensation Fund Rules (Archived) - Deduction from grants
- SRA Compensation Fund Rules (Archived) - Defaulting practitioners
- SRA Compensation Fund Rules (Archived) - Eligibility for a grant
- SRA Compensation Fund Rules (Archived) - Foreign lawyers
- SRA Compensation Fund Rules (Archived) - Fund of last resort
- SRA Compensation Fund Rules (Archived) - Grants in respect of statutory trusts
- SRA Compensation Fund Rules (Archived) - Grants to defaulting practitioners
- SRA Compensation Fund Rules (Archived) - Grants which may be made from the Fund
- SRA Compensation Fund Rules (Archived) - Interest
- SRA Compensation Fund Rules (Archived) - Losses outside the remit of the Fund
- SRA Compensation Fund Rules (Archived) - Maintenance of and contributions to the Fund
- SRA Compensation Fund Rules (Archived) - Maximum grant
- SRA Compensation Fund Rules (Archived) - Notice to defaulting practitioner
- SRA Compensation Fund Rules (Archived) - Recovery and subrogation
- SRA Compensation Fund Rules (Archived) - Refusal of an application
- SRA Compensation Fund Rules (Archived) - The object of the Fund
- SRA Compensation Fund Rules 2021 - Application and time limit
- SRA Compensation Fund Rules 2021 - Apportionment and multi-party issues
- SRA Compensation Fund Rules 2021 - Capping payments of multiple applications
- SRA Compensation Fund Rules 2021 - Conduct of the applicant and contribution to loss
- SRA Compensation Fund Rules 2021 - Defaulting practitioners
- SRA Compensation Fund Rules 2021 - Eligibility for a grant
- SRA Compensation Fund Rules 2021 - Foreign lawyers
- SRA Compensation Fund Rules 2021 - Grants in respect of statutory trusts
- SRA Compensation Fund Rules 2021 - Grants to defaulting practitioners
- SRA Compensation Fund Rules 2021 - Grants which may be made from the Fund
- SRA Compensation Fund Rules 2021 - Interest
- SRA Compensation Fund Rules 2021 - Losses outside the remit of the Fund
- SRA Compensation Fund Rules 2021 - Maintenance of and contributions to the Fund
- SRA Compensation Fund Rules 2021 - Maximum grant
- SRA Compensation Fund Rules 2021 - Notice to defaulting practitioner
- SRA Compensation Fund Rules 2021 - Recovery and subrogation
- SRA Compensation Fund Rules 2021 - Refusal of an application
- SRA Compensation Fund Rules 2021 - Residual discretion and fund of last resort
- SRA Authorisation of Firms Rules - Apportionment of periodical fees on succession
- SRA Authorisation of Firms Rules - Payment of periodical fees
- SRA Code of Conduct for Solicitors, RELs and RFLs - Referrals, introductions and separate businesses
- SRA Financial Services (Conduct of Business) Rules - Appropriation of payments
- SRA Financial Services (Conduct of Business) Rules - Fee disclosure: additional requirements
- SRA Education, Training and Assessment Provider Regulations - Authorised training providers
- SRA Education, Training and Assessment Provider Regulations - Education providers
- SRA Education, Training and Assessment Provider Regulations - Higher rights of audience assessment providers
- SRA Education, Training and Assessment Provider Regulations - Monitoring and inspection
- SRA Education, Training and Assessment Provider Regulations - Requirements for authorised training providers
- SRA Education, Training and Assessment Provider Regulations - Transitional provisions
- SRA Authorisation of Firms Rules - Approval of role holders
- SRA Authorisation of Firms Rules - Effect of authorisation
- SRA Authorisation of Firms Rules - Eligibility
- SRA Authorisation of Firms Rules - Restrictions on services provided by a recognised body or recognised sole practice
- SRA Code of Conduct for Firms - Managers in SRA authorised firms
- SRA Financial Services (Conduct of Business) Rules - Application
- SRA Authorisation of Firms Rules - Annex 2: Professional services
- SRA Code of Conduct for Firms - Applicable standards in the SRA Code of Conduct for Solicitors, RELs and RFLs
- SRA Code of Conduct for Firms - Cooperation and accountability
- SRA Code of Conduct for Firms - Maintaining trust and acting fairly
- SRA Code of Conduct for Solicitors, RELs and RFLs - Client identification
- SRA Code of Conduct for Solicitors, RELs and RFLs - Dispute resolution and proceedings before courts, tribunals and inquiries
- SRA Financial Services (Conduct of Business) Rules - Consumer credit guidance
- SRA Financial Services (Conduct of Business) Rules - Disclosure of information
- SRA Financial Services (Conduct of Business) Rules - Exclusions for large risks
- SRA Financial Services (Conduct of Business) Rules - Regulated credit agreements
- SRA Principles - SRA Principles
- SRA Authorisation of Firms Rules - Restrictions on employment and remuneration of certain individuals
- SRA Compensation Fund Rules (Archived) - Apportionment and multi-party issues
- SRA Compensation Fund Rules (Archived) - Costs
- SRA Compensation Fund Rules (Archived) - Foreign lawyers
- SRA Compensation Fund Rules (Archived) - Grants to defaulting practitioners
- SRA Compensation Fund Rules (Archived) - Grants which may be made from the Fund
- SRA Compensation Fund Rules (Archived) - Losses outside the remit of the Fund
- SRA Compensation Fund Rules (Archived) - Maintenance of and contributions to the Fund
- SRA Compensation Fund Rules (Archived) - Notice to defaulting practitioner
- SRA Compensation Fund Rules (Archived) - Recovery and subrogation
- SRA Compensation Fund Rules (Archived) - The object of the Fund
- SRA Compensation Fund Rules 2021 - Apportionment and multi-party issues
- SRA Compensation Fund Rules 2021 - Foreign lawyers
- SRA Compensation Fund Rules 2021 - Grants to defaulting practitioners
- SRA Compensation Fund Rules 2021 - Grants which may be made from the Fund
- SRA Compensation Fund Rules 2021 - Losses outside the remit of the Fund
- SRA Compensation Fund Rules 2021 - Maintenance of and contributions to the Fund
- SRA Compensation Fund Rules 2021 - Notice to defaulting practitioner
- SRA Compensation Fund Rules 2021 - Recovery and subrogation
- SRA Compensation Fund Rules 2021 - Residual discretion and fund of last resort
- SRA Authorisation of Firms Rules - Management, control, and supervision
- SRA Code of Conduct for Firms - Compliance and business systems
- SRA Code of Conduct for Firms - Cooperation and accountability
- SRA Code of Conduct for Firms - Service and competence
- SRA Code of Conduct for Solicitors, RELs and RFLs - Service and competence
- SRA Financial Services (Conduct of Business) Rules - Professional and organisational requirements